Unparalleled Clarity Into Client-Focused Compliance

Breakthrough tech to keep compliance running smoothly while you focus on other high-value work.
Request a Demo

Customize + Integrate

Create the compliance solution you need, integrate quickly with your core tech, and access all features from your centralized OAT dashboard.

Automate Key Processes

Receive automatic alerts for mutual fund share class fees, 13D/G and 13H events, and monitor continuously without the manual work.

Reallocate Time + Resources

Refocus your efforts from tedious manual compliance monitoring to high-value work that grows your firm.

The total amount of fines levied by the SEC in 2021 against noncompliant firms.*

Easier Compliance, Less Risk

Learn how Client Oversight from Orion Compliance can reduce manual efforts and help keep you safe from big regulatory fines.

Request a Demo